{
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  "event_id": "evt_caf94364c08e0e6a",
  "url": "https://xiyu.news/events/evt_caf94364c08e0e6a/",
  "json": "https://xiyu.news/api/events/evt_caf94364c08e0e6a.json",
  "type": "regulatory_action",
  "status": "monitoring",
  "category": "policy",
  "title": {
    "zh": "SEC因与《系统合规与完整性条例》(Regulation SCI)相关的多次合规失误谴责OTC Link LLC",
    "en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI"
  },
  "current_state": {
    "zh": "美国证券交易委员会(SEC)今日谴责总部位于纽约的经纪自营商OTC Link LLC，并因长期违反《系统合规与完整性条例》(Regulation SCI)责令其缴纳57.5万美元民事罚款。",
    "en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI"
  },
  "first_seen_at": "2026-09-22T23:08:15.381305+00:00",
  "last_updated_at": "2026-09-22T23:08:15.381305+00:00",
  "last_material_change_at": "2026-09-22T23:08:15.381305+00:00",
  "confidence": 0.75,
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  "topics": [],
  "updates": [
    {
      "update_id": "upd_e8e3ba2f8b366b45",
      "event_id": "evt_caf94364c08e0e6a",
      "occurred_at": "2026-09-22T16:41:11Z",
      "published_at": "2026-09-22T16:41:11Z",
      "first_seen_at": "2026-09-22T23:08:15.381305Z",
      "time_precision": "published",
      "update_type": "initial",
      "material_change": true,
      "title_zh": "SEC因与《系统合规与完整性条例》(Regulation SCI)相关的多次合规失误谴责OTC Link LLC",
      "title_en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI",
      "what_changed_zh": "美国证券交易委员会(SEC)今日谴责总部位于纽约的经纪自营商OTC Link LLC，并因长期违反《系统合规与完整性条例》(Regulation SCI)责令其缴纳57.5万美元民事罚款。",
      "what_changed_en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI",
      "current_state_zh": "美国证券交易委员会(SEC)今日谴责总部位于纽约的经纪自营商OTC Link LLC，并因长期违反《系统合规与完整性条例》(Regulation SCI)责令其缴纳57.5万美元民事罚款。",
      "current_state_en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI",
      "detailed_summary_zh": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI",
      "detailed_summary_en": "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI",
      "background_zh": "",
      "background_en": "",
      "community_discussion_zh": "",
      "community_discussion_en": "",
      "market_impact_zh": "",
      "market_impact_en": "",
      "importance_score": 7.6,
      "references": [],
      "confidence": 0.75,
      "story_ids": [
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      "sources": [
        {
          "url": "https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci",
          "label": "SEC Press Releases",
          "source_type": "rss",
          "official": false
        }
      ]
    }
  ]
}